CSV Processing With gawk

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General Introduction

This file documents the CSV extension of GNU Awk (gawk). This extension allows direct processing of CSV files with gawk.

Copyright (C) 2018 Free Software Foundation, Inc.



This is Edition 1.0 of CSV Processing With gawk, for the 1.0.0 (or later) version of the CSV extension of the GNU implementation of AWK.


Permission is granted to copy, distribute and/or modify this document under the terms of the GNU Free Documentation License, Version 1.3 or any later version published by the Free Software Foundation; with the Invariant Sections being “GNU General Public License”, with the Front-Cover Texts being “A GNU Manual”, and with the Back-Cover Texts as in (a) below. A copy of the license is included in the section entitled “GNU Free Documentation License”.

  1. The FSF’s Back-Cover Text is: “You have the freedom to copy and modify this GNU manual.”

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1 Introduction

The CSV extension of gawk provides facilities for handling input and output CSV formatted data.

On input, CSV records can be processed individually. There are CSV parsing functions that can extract field values from a CSV record or convert the CSV record into a plain text record with fixed field delimiters.

It is also possible to process whole CSV data files by automatically reading and converting each CSV record and delivering it as $0, $1, .. $NF, as if it were a simple text tabular data file.

On output, CSV formatted records can be generated from either an array of field values or from a simple text record with fixed field delimiters.

The CSV format is not well standardized. The gawk CSV extension can handle cvs-like data with custom field delimiter and quoting characters.


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2 CSV Extension Tutorial


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2.1 The CSV data format

The Comma-Separated-Values (CSV) data format is commonly used by spreadsheets and database engines to import and export data as plain text files.

A CSV file is a sequence of records separated by newline marks. A CSV record is a sequence of fields separated by commas. A field can contain almost any text. If a field contains commas, newlines or double quotes it must be enclosed in double quotes. Double quotes inside a field must be escaped by doubling them. Example:

author,title,remarks
Shakespeare,A Midsummer Night's Dream,comedy
"Stevenson, Robert Louis",Treasure Island,novel
anonymous,"A ""quoted"" word","remark 1
remark 2"

There are four records, each one with three fields. The field "Stevenson, Robert Louis" is quoted because it contains a comma. The field "A ""quoted"" word" is quoted because it contains escaped quotes (coded as duplicates). The third field of last record has two lines of text. The data is equivalent to the following table:

authortitleremarks
ShakespeareA Midsummer Night’s Dreamcomedy
Stevenson, Robert LouisTreasure Islandnovel
anonymousA "quoted" wordremark 1
remark 2

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2.2 Installing the CSV extension

The gawk-csv extension is distributed mainly as source code.

Prerequisites

The gawk-csv extension requires:

Download the sources

From the gawkextlib project at SourceForge.

Compile the sources

./configure && make && make check && make install.


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2.3 Using the CSV extension

The gawk-csv extension provides facilities for:

The gawk-csv extension must be explicitly loaded with either a -i csv option in the command line or a @include "csv" directive in the awk script code.

Parsing individual CSV records

The csvsplit() function can extract the field values from a CSV formatted record string. The field values are stored as elements of an array. Example:

data --> a,"b,c",d
n = csvsplit(data, af)

gives

n = 3
af[1] = "a"
af[2] = "b,c"
af[3] = "d"

It is possible to handle data that use alternate delimiter or quote characters. For instance, if the record uses semicolons instead of commas to delimit fields, and single quotes instead of double quotes:

data --> a;'b;c';d
n = csvsplit(data, af, ";", "'")

gives

n = 3
af[1] = "a"
af[2] = "b;c"
af[3] = "d"

Another possibility is to use the csvconvert() function. It converts a CSV record into a simple record with fields delimited by a fixed text given as argument. Example:

data --> a,"b,c",d
str = csvconvert(data, "|")

gives

str = "a|b,c|d"

The csvconvert() function also accepts alternate delimiter or quoting characters:

data --> a;'b;c';d
str = csvconvert(data, "|", ";", "'")

gives

str = "a|b;c|d"

Of course, the fixed field delimiter of the converted record should not appear as data inside the CSV record. Otherwise the data structure will be fouled up. By default, csvconvert() uses null characters as field delimiters in the converted record. This seem a convenient option, because CSV data are not expected to contain null characters:

data --> a,"b,c",d
str = csvconvert(data)

gives

str = "a\0b,c\0d"

Automatic parsing of CSV files

Automatic parsing of CSV data files is controlled by a predefined CSVMODE control variable. If set to 1 the input data file reader automatically recognizes CSV records and splits them into fields as expected. The fields are delivered as $1, $2, ... $NF as usual.

Sample data file:

a,b,c
p,"q,r",s
x,"""y""",z

Awk script:

@include "csv"
BEGIN { CSVMODE = 1 }
{ print $2 }

Result:

b
q,r
"y"

The parsing process can be customized in order to accept non-standard CSV data files. A couple of predefined variables can be used to specify special field delimiter and quoting characters:

CSVCOMMA: The special character that delimit the fields. By default a comma (’,’).

CSVQUOTE: The specific character used to quote values. By default a double quote (").

Sample data file:

a;b;c
p;q,r;s
x;'"y"';z

Awk script:

@include "csv"
BEGIN { CSVMODE = 1; CSVCOMMA = ";"; CSVQUOTE = "'" }
{ print $2 }

Result:

b
q,r
"y"

The whole CSV record is stored as $0. Not in its original form, but as the concatenation of the fields, now delimited by a fixed separator. By default this separator is the null character (’\0’). The user can change it by means of the CSVFS predefined variable. It is the user responsibility to use a value that cannot appear inside the CSV data.

Sample data file:

a,b,c
p,"q,r",s
x,"""y""",z

Awk script:

@include "csv"
BEGIN { CSVMODE = 1; CSVFS = "|" }
{ print }

Result:

a|b|c
p|q,r|s
x|"y"|z

File processing in the automatic CSVMODE correctly recognizes CSV records with multiline fields. I.e., fields that contain newline characters.

Sample data file:

a,b,c
p,"q
r",s
x,"""y""",z

Awk script:

@include "csv"
BEGIN { CSVMODE = 1 }
{ print "<" $2 ">" }

Result:

<b>
<q
r>
<"y">

Even if the automatic parsing of CSV files rebuilds the record, the original representation is not lost. The predefined CSVRECORD variable holds this original value. It is really easy to extract selected records of a CSV file:

Sample data file:

a,b,c
p,"q,r",s
p,"a,r",s
x,"""y""",z
x,"""a""",z

Awk script:

@include "csv"
BEGIN { CSVMODE = 1 }
# Extract records that contain 'a' in the second field 
$2 ~ /a/ { print CSVRECORD }

Result:

p,"a,r",s
x,"""a""",z

Generating CSV data

In addition to capabilities for reading or converting CSV input data records, the gawk-csv extension also provides facilities for creating CSV records. These facilities are implemented by an awk library called csv.awk, that must be explicitly included with either a -i csv option in the command line or a @include "csv" directive in the awk script code.

A CSV record can be created two ways:

csvcompose(afield [, comma [, quote]])

Returns a CSV formatted string by composing the values in the afield array, indexed from 1 to N. The optional comma argument is the desired field delimiter, by default a comma (,). And the optional quote argument is the desired quoting character, by default a double quote (").

Example:

f[1] = "007"
f[2] = "Bond, James"
f[3] = "United Kingdom"
result = csvcompose(f)  # -> '007,"Bond, James",United Kingdom'
result = csvcompose(f, ";")  # -> '007;Bond, James;United Kingdom'
csvformat(record, [fs [, comma [, quote]]])

Returns a CSV formatted string by recomposing the fields in the record string. The optional fs argument is the field separator pattern used in the record argument, by default a null character (\0). The optional comma and quote arguments are the same as the csvcompose() function ones.

Example:

record = "007/Bond, James/United Kingdom"
result = csvformat(record, "/")  # -> '007,"Bond, James",United Kingdom'
result = csvformat(record, "/", ";")  # -> '007;Bond, James;United Kingdom'

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3 CSV Extension Reference

This chapter is meant to be a reference. It collects the manual pages that describe each feature or group of features. These manual pages are also available separately. The first two sections describe builtin features, while the third describes facilities implemented as awk code library.


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3.1 CSV parse functions

NAME

csvconvert, csvsplit - facilities for parsing Comma-Separated-Values (CSV) data with gawk.

USAGE

@include "csv"
...
CSVFS = ...
CSVCOMMA = ...
CSVQUOTE = ...
...
result = csvconvert(csvrecord, option...)
n = csvsplit(csvrecord, afield, option...)
result = csvunquote(csvfield, option)      (see NOTE 1)

DESCRIPTION

The csv gawk extension adds functions for parsing CSV data in a simple way. The predefined CSVFS, CSVCOMMA and CSVQUOTE variables set default values for the optional arguments.

CSVFS

The field delimiter used in the resulting clean text record, initialized to a null character ’\0’.

CSVCOMMA

The default field delimiter of the CSV input text, initialized to comma ’,’.

CSVQUOTE

The default quoting character of the CSV input text, initialized to double quote ’"’.

csvconvert(csvrecord [, fs [, comma [, quote]]])

Returns the CSV formatted string argument converted to a regular awk record with fixed field separators. Returns a null string if csvrecord is not a valid string. The arguments are as follows:

csvrecord

The CSV formatted input string

fs

The resulting field separator. Default CSVFS.

comma

The input CSV field delimiter. Default CSVCOMMA.

quote

The input CSV quoting character. Default CSVQUOTE.

csvsplit(csvrecord, afield [, comma [, quote]]])

Splits the CSV formatted string argument into an array of individual clean text fields and returns the number of fields. Returns -1 if csvrecord is not a valid string. The arguments are as follows:

csvrecord

The CSV formatted input string

afield

The resulting array of fields.

comma

The input CSV field delimiter. Default CSVCOMMA.

quote

The input CSV quoting character. Default CSVQUOTE.

csvunquote(csvfield [, quote])

Returns the clean text value of the CSV string argument. Returns a null string if csvfield is not a valid string. The arguments are as follows:

csvfield

The CSV formatted input string

quote

The input CSV quoting character. Default CSVQUOTE.

EXAMPLES

Process CSV input records as arrays of fields:

{
    csvsplit($0, fields)
    if (fields[2]=="some value") print
}

Process CSV input records as awk regular records:

BEGIN {FS = "\0"}
{
    CSVRECORD = $0
    $0 = csvconvert($0)
    if ($2=="some value") print CSVRECORD
}

NOTES

LIMITATIONS

Null characters are not allowed in fields. A null character terminates the record processing.


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3.2 CSV input mode

NAME

csvmode - direct processing of Comma-Separated-Values (CSV) data files with gawk.

USAGE

@include "csv"
BEGIN { CSVMODE = 1 }
  ... rules with $0, $1, ... $NF, CSVRECORD, ...

csvfield(name, default)
csvprint(record, option...)
csvprint0()

DESCRIPTION

The gawk-csv extension can directly process CSV data files. Uses some specific variables:

CSVMODE

Setting CSVMODE=1 lets CSV formatted input data records to be automatically converted to regular awk records with fixed field separators, and delivered as $0. And $1 .. $NF are also set accordingly. Setting CSVMODE=0 disables the conversion, and input files are processed the usual way. See NOTE 1.

The conversion can be customized by some control variables:

CSVFS

The resulting field separator, that temporarily overrides the FS and OFS predefined variables. If not set, a null char ’\0’ is used. See NOTE 1.

CSVCOMMA

The input CSV field delimiter. Default comma ’,’.

CSVQUOTE

The input CSV quoting character. Default double quote ’"’.

CSVRECORD

The original CSV input record.

If the CSV file has a header record, the fields can also be accessed by name:

csvfield(name [, missing])

Returns the named field of the current record. If there is no column named name, then return missing, or a null value if not given.

csvprint([record, [fs [, comma [, quote]]]])

A convenience function to format and print the given record with a single call. If called without arguments it prints either $0 formatted as CSV or CSVRECORD, depending on CSVMODE. Arguments are like csvformat().

csvprint0()

A convenience function to print the original input record as such. Prints either $0 or CSVRECORD, depending on CSVMODE.

CSVMODE, CSVFS, CSVCOMMA and CSVQUOTE are checked only at BEGINFILE time. Changing them in the middle of a file processing takes no effect.

CSVRECORD is updated for each CSV input record.

The CSV input mode accepts fields with embedded newlines, tabs and other control characters, except null characters (’\0’).

EXAMPLES

Extract CSV records with some specific value in the second field:

BEGIN {CSVMODE = 1}
$2=="some value" {print CSVRECORD}

Process CSV files with fields separated by semicolons instead of commas:

BEGIN {CSVMODE = 1; CSVFS = ";"}
  ... processing rules ...

Print a specific named field of every record:

BEGIN {CSVMODE = 1;}
{ print csvfield("City") }

Print records that contain commas as data, in both normal and CSV modes:

grepcommas.awk:
BEGINFILE {
    CSVMODE = (FILENAME ~ /\.csv$/)
}
/,/ { csvprint0() }

Sample invocation:
gawk -f grepcommas.awk a.txt, b.csv, c.txt

NOTES

(1) If the user code has a BEGINFILE action that sets CSV-mode variables depending on the current file, this action must appear before the @include "csv" clause:

BEGINFILE {
    CSVMODE = (FILENAME ~ /\.csv$/)  # switch mode depending on the file type
}
@include "csv"

LIMITATIONS

Null characters are not allowed in fields. A null character terminates the record processing.


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3.3 CSV data generation

NAME

csv - facilities for creating Comma-Separated-Values (CSV) data with gawk.

USAGE

@include "csv"
...
result = csvcompose(afield, option...)
result = csvformat(record, option...)
result = csvquote(field, option...)

DESCRIPTION

The csv.awk library provides control variables and functions for composing CSV data records and fields:

CSVFS

The expected field separator in the clean text record to be formatted. Default the null character ’\0’.

CSVCOMMA

The resulting CSV field delimiter. Default comma ’,’.

CSVQUOTE

The resulting CSV quoting character. Default double quote ’"’.

csvcompose(afield [, comma [, quote]])

Returns a CSV formatted string by composing the values in the afield array. The arguments are as follows:

afield

An array of field values, indexed from 1 to N.

comma

Optional. The resulting CSV field delimiter. Default CSVCOMMA.

quote

Optional. The resulting CSV quoting character. Default CSVQUOTE.

csvformat(record, [fs [, comma [, quote]]])

Returns a CSV formatted string by composing the fields in the record string. The arguments are as follows:

record

A string record with fields delimited by fs.

fs

Optional. The actual field separator in record. Default CSVFS.

comma

Optional. The desired CSV field delimiter. Default CSVCOMMA.

quote

Optional. The desired CSV quoting character. Default CSVQUOTE.

csvquote(field [, comma [, quote]])

Returns a CSV formatted string by escaping the required characters in the field string. The arguments are as follows:

field

A single field clean text string.

comma

Optional. The desired CSV field delimiter. Default CSVCOMMA.

quote

Optional. The desired CSV quoting character. Default CSVQUOTE.

EXAMPLES

Explicit CSV composition:

f[1] = "007"
f[2] = "Bond, James"
f[3] = "United Kingdom"
result = csvcompose(f)  # -> '007,"Bond, James",United Kingdom'
result = csvcompose(f, ";")  # -> '007;Bond, James;United Kingdom'

record = "007/Bond, James/United Kingdom"
result = csvformat(record, "/")  # -> '007,"Bond, James",United Kingdom'
result = csvformat(record, "/", ";")  # -> '007;Bond, James;United Kingdom'

NOTES

The csv library automatically loads the CSV extension.

LIMITATIONS


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Appendix A CSV Specification

The term CSV means "Comma-Separated Values". It is a plain text format usually used by spreadsheets and database engines for interchange of information. In spite of been widely used, the CSV file format is not formally standardized. A commonly used definition is RFC 4180.

RFC 4180 is quite strict. In practice CSV aware tools accept or generate files not strictly conformant with this specification. Usual deviations are:


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Appendix B GNU Free Documentation License

Version 1.3, 3 November 2008
Copyright © 2000, 2001, 2002, 2007, 2008 Free Software Foundation, Inc.
http://fsf.org/

Everyone is permitted to copy and distribute verbatim copies
of this license document, but changing it is not allowed.
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    You may combine the Document with other documents released under this License, under the terms defined in section 4 above for modified versions, provided that you include in the combination all of the Invariant Sections of all of the original documents, unmodified, and list them all as Invariant Sections of your combined work in its license notice, and that you preserve all their Warranty Disclaimers.

    The combined work need only contain one copy of this License, and multiple identical Invariant Sections may be replaced with a single copy. If there are multiple Invariant Sections with the same name but different contents, make the title of each such section unique by adding at the end of it, in parentheses, the name of the original author or publisher of that section if known, or else a unique number. Make the same adjustment to the section titles in the list of Invariant Sections in the license notice of the combined work.

    In the combination, you must combine any sections Entitled “History” in the various original documents, forming one section Entitled “History”; likewise combine any sections Entitled “Acknowledgements”, and any sections Entitled “Dedications”. You must delete all sections Entitled “Endorsements.”

  7. COLLECTIONS OF DOCUMENTS

    You may make a collection consisting of the Document and other documents released under this License, and replace the individual copies of this License in the various documents with a single copy that is included in the collection, provided that you follow the rules of this License for verbatim copying of each of the documents in all other respects.

    You may extract a single document from such a collection, and distribute it individually under this License, provided you insert a copy of this License into the extracted document, and follow this License in all other respects regarding verbatim copying of that document.

  8. AGGREGATION WITH INDEPENDENT WORKS

    A compilation of the Document or its derivatives with other separate and independent documents or works, in or on a volume of a storage or distribution medium, is called an “aggregate” if the copyright resulting from the compilation is not used to limit the legal rights of the compilation’s users beyond what the individual works permit. When the Document is included in an aggregate, this License does not apply to the other works in the aggregate which are not themselves derivative works of the Document.

    If the Cover Text requirement of section 3 is applicable to these copies of the Document, then if the Document is less than one half of the entire aggregate, the Document’s Cover Texts may be placed on covers that bracket the Document within the aggregate, or the electronic equivalent of covers if the Document is in electronic form. Otherwise they must appear on printed covers that bracket the whole aggregate.

  9. TRANSLATION

    Translation is considered a kind of modification, so you may distribute translations of the Document under the terms of section 4. Replacing Invariant Sections with translations requires special permission from their copyright holders, but you may include translations of some or all Invariant Sections in addition to the original versions of these Invariant Sections. You may include a translation of this License, and all the license notices in the Document, and any Warranty Disclaimers, provided that you also include the original English version of this License and the original versions of those notices and disclaimers. In case of a disagreement between the translation and the original version of this License or a notice or disclaimer, the original version will prevail.

    If a section in the Document is Entitled “Acknowledgements”, “Dedications”, or “History”, the requirement (section 4) to Preserve its Title (section 1) will typically require changing the actual title.

  10. TERMINATION

    You may not copy, modify, sublicense, or distribute the Document except as expressly provided under this License. Any attempt otherwise to copy, modify, sublicense, or distribute it is void, and will automatically terminate your rights under this License.

    However, if you cease all violation of this License, then your license from a particular copyright holder is reinstated (a) provisionally, unless and until the copyright holder explicitly and finally terminates your license, and (b) permanently, if the copyright holder fails to notify you of the violation by some reasonable means prior to 60 days after the cessation.

    Moreover, your license from a particular copyright holder is reinstated permanently if the copyright holder notifies you of the violation by some reasonable means, this is the first time you have received notice of violation of this License (for any work) from that copyright holder, and you cure the violation prior to 30 days after your receipt of the notice.

    Termination of your rights under this section does not terminate the licenses of parties who have received copies or rights from you under this License. If your rights have been terminated and not permanently reinstated, receipt of a copy of some or all of the same material does not give you any rights to use it.

  11. FUTURE REVISIONS OF THIS LICENSE

    The Free Software Foundation may publish new, revised versions of the GNU Free Documentation License from time to time. Such new versions will be similar in spirit to the present version, but may differ in detail to address new problems or concerns. See http://www.gnu.org/copyleft/.

    Each version of the License is given a distinguishing version number. If the Document specifies that a particular numbered version of this License “or any later version” applies to it, you have the option of following the terms and conditions either of that specified version or of any later version that has been published (not as a draft) by the Free Software Foundation. If the Document does not specify a version number of this License, you may choose any version ever published (not as a draft) by the Free Software Foundation. If the Document specifies that a proxy can decide which future versions of this License can be used, that proxy’s public statement of acceptance of a version permanently authorizes you to choose that version for the Document.

  12. RELICENSING

    “Massive Multiauthor Collaboration Site” (or “MMC Site”) means any World Wide Web server that publishes copyrightable works and also provides prominent facilities for anybody to edit those works. A public wiki that anybody can edit is an example of such a server. A “Massive Multiauthor Collaboration” (or “MMC”) contained in the site means any set of copyrightable works thus published on the MMC site.

    “CC-BY-SA” means the Creative Commons Attribution-Share Alike 3.0 license published by Creative Commons Corporation, a not-for-profit corporation with a principal place of business in San Francisco, California, as well as future copyleft versions of that license published by that same organization.

    “Incorporate” means to publish or republish a Document, in whole or in part, as part of another Document.

    An MMC is “eligible for relicensing” if it is licensed under this License, and if all works that were first published under this License somewhere other than this MMC, and subsequently incorporated in whole or in part into the MMC, (1) had no cover texts or invariant sections, and (2) were thus incorporated prior to November 1, 2008.

    The operator of an MMC Site may republish an MMC contained in the site under CC-BY-SA on the same site at any time before August 1, 2009, provided the MMC is eligible for relicensing.

ADDENDUM: How to use this License for your documents

To use this License in a document you have written, include a copy of the License in the document and put the following copyright and license notices just after the title page:

  Copyright (C)  year  your name.
  Permission is granted to copy, distribute and/or modify this document
  under the terms of the GNU Free Documentation License, Version 1.3
  or any later version published by the Free Software Foundation;
  with no Invariant Sections, no Front-Cover Texts, and no Back-Cover
  Texts.  A copy of the license is included in the section entitled ``GNU
  Free Documentation License''.

If you have Invariant Sections, Front-Cover Texts and Back-Cover Texts, replace the “with…Texts.” line with this:

    with the Invariant Sections being list their titles, with
    the Front-Cover Texts being list, and with the Back-Cover Texts
    being list.

If you have Invariant Sections without Cover Texts, or some other combination of the three, merge those two alternatives to suit the situation.

If your document contains nontrivial examples of program code, we recommend releasing these examples in parallel under your choice of free software license, such as the GNU General Public License, to permit their use in free software.


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Index

Jump to:   C   F   M   R  
Index Entry  Section

C
Comma-Separated Values: CSV Specification
CSVCOMMA: Using the CSV extension
CSVCOMMA: csvparse
CSVCOMMA: csvmode
CSVCOMMA: csvformat
csvcompose: Using the CSV extension
csvcompose: csvformat
csvconvert: Using the CSV extension
csvconvert: csvparse
csvfield: csvmode
csvformat: Using the CSV extension
csvformat: csvformat
CSVFS: Using the CSV extension
CSVFS: csvparse
CSVFS: csvmode
CSVFS: csvformat
CSVMODE: Using the CSV extension
CSVMODE: csvmode
csvprint: csvmode
csvprint0: csvmode
CSVQUOTE: Using the CSV extension
CSVQUOTE: csvparse
CSVQUOTE: csvmode
CSVQUOTE: csvformat
csvquote: csvformat
CSVRECORD: Using the CSV extension
CSVRECORD: csvmode
csvsplit: Using the CSV extension
csvsplit: csvparse
csvunquote: csvparse

F
FDL, GNU Free Documentation License: GNU Free Documentation License

M
multiline fields: Using the CSV extension

R
RFC 4180: CSV Specification

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